Sanctions Risk Assessment Toolkit – Pro Edition

Take your sanctions compliance to the next level with this advanced toolkit.
Designed for corporates, SMEs, fintechs, and startups operating in high-risk or regulated sectors, it goes beyond the basics to provide structured, auditable, and board-ready risk assessment tools.

✅ What’s Inside:

• Advanced Excel Template: Weighted scoring across multiple categories (Customer, Geography, Product, Transaction, Delivery Channels, Counterparties).

• Sanctions Risk Register: Track individual risks, mitigation actions, and status updates.

• Sample Board Report: Ready-to-use quarterly reporting format for senior management and regulators.

• Controls Library: Example preventive and detective controls mapped to each risk level.

• Audit Trail Log: Documentation framework to evidence decisions and satisfy regulators.

• Pro Guidance Pack: Detailed instructions and best practice notes on performing, documenting, and updating assessments.

🎯 Who It’s For:

• Corporates & SMEs needing board-level reporting and structured risk documentation.

• Fintechs, crypto, and startups expanding internationally or facing regulatory scrutiny.

• Compliance teams & MLROs who need evidence of governance, risk controls, and audit trail for regulators or banks.

📂 Formats: xlsx (Templates), PDF (Guidance, Controls Library), Word (Reports & Logs).

Disclaimer: This toolkit is provided for general compliance guidance only and does not constitute legal advice. Users remain responsible for ensuring their sanctions risk assessments meet applicable legal and regulatory requirements.